Trust and Securities

Are Your Trust Deed Investments Compliant?

By |2019-04-03T16:39:56-05:00April 3rd, 2019|Legal|0 Comments

Your trust deed deal could be a potential sale of securities. New business agreements are drawn up every day for a variety of reasons. Frequently, businesses owners and attorneys craft contracts that may not appear to be a securities transaction but may actually fall under a category of regulated securities and be subject to state [...]

By |2019-04-03T16:39:56-05:00April 3rd, 2019|Legal|0 Comments

New Direction IRA, Inc. forms New Direction Trust Company

By |2021-06-08T13:42:24-05:00September 26th, 2018|News|0 Comments

New Direction Trust Company will replace New Direction IRA, Inc. and Mainstar Trust New Direction Trust Company is a Kansas-regulated trust company based in Overland Park, Kansas with administrative offices in Louisville, Colorado. Effective October 18, 2018, New Direction Trust Company will replace New Direction IRA, Inc. (NDIRA) and Mainstar Trust as custodian of all [...]

By |2021-06-08T13:42:24-05:00September 26th, 2018|News|0 Comments

SEC Proposes Dodd-Frank Rule on Employee, Director Hedging

By |2018-08-07T02:39:28-05:00February 11th, 2015|News|0 Comments

The SEC proposed a rule under Section 955 of the Dodd-Frank Act requiring companies to disclose whether employees and board members are permitted to hedge against declines in company's stock - including stock granted as part of compensation. Under the proposal, publicly held companies would be required to make the disclosures on their proxy statements [...]

By |2018-08-07T02:39:28-05:00February 11th, 2015|News|0 Comments

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