MLucar

About Melissa Lucar

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So far Melissa Lucar has created 2 blog entries.

Are Your Trust Deed Investments Compliant?

By |2019-04-03T16:39:56-05:00April 3rd, 2019|Legal|0 Comments

Your trust deed deal could be a potential sale of securities. New business agreements are drawn up every day for a variety of reasons. Frequently, businesses owners and attorneys craft contracts that may not appear to be a securities transaction but may actually fall under a category of regulated securities and be subject to state [...]

By |2019-04-03T16:39:56-05:00April 3rd, 2019|Legal|0 Comments

Securities and Exchange Commission Moving Forward on Standard Fiduciary Rule

By |2018-08-07T02:38:23-05:00November 15th, 2017|Advocacy, Market Trends|0 Comments

Harmonizing their rule with DOL is a priority. After Republican lawmakers pushed hard for a postponement of implementation, the U.S. Department of Labor (DOL) proposed a delay to the applicability of certain fiduciary rule conditions until July 1, 2019, namely, the Best Interest Contract exemption, Principal Transactions exemption and PTE 84-24 (insurance and annuities). The [...]

By |2018-08-07T02:38:23-05:00November 15th, 2017|Advocacy, Market Trends|0 Comments

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